Regulatory Consulting & Services
Helping you navigate the regulatory minefield.
Regulatory Consulting & Services
Helping you navigate the regulatory minefield.
Helping you navigate the regulatory minefield.
Helping you navigate the regulatory minefield.
We can provide advice across the whole range of regulatory and compliance issues from new licensing and business advice through regulatory interactions and inspections to structuring and operating Compliance departments and programmes.
We can provide support in a whole range of regulatory interactions, from new licence applications through routine BAU regulatory liaison to regulatory enquiries, inspections and remediation.
We can provide bespoke training sessions to Compliance staff as well as employees in other areas of your organisation. Training can cover general Compliance themes and topics, regulatory developments, culture and conduct as well as induction training. Both large and smaller groups can be accomodated.
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Robert has over 35 years of experience in Compliance working at some of the largest and best known banks in the world. He has worked in London, Tokyo, Hong Kong and Singapore dealing with regulators around the world.
We will provide bespoke Compliance solutions based on our clients' specific requirements. We will tailor solutions based on the client's risk profile, product and client universe, size and geographic locations. We partner with our clients to build effective and sustainable Compliance programmes to address current and future Compliance issues.
We bring long experience and understanding to the entire range of regulatory issues. As a smaller consultancy we can provide bespoke, flexible and targetted solutions to a range of Compliance challenges. Our philosophy is to seek simple and sustainable solutions to the entire range of regulatory challenges
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